LICENSING SOLUTIONS FOR
MODERN FINANCIAL ADVISERS.
BY ADVISERS. FOR ADVISERS.
OUR STORY
We tried being employed advisers.
We tried being self-employed through a traditional dealer group.
It was all too hard, too expensive and ultimately affected the advice we could give.
Instead we decided to create a modern AFSL that solved the problems we were (and are) having as advisers. We’re aiming for efficient, common sense compliance. We don’t want a percentage of your business; so we’ve decided to stick with reasonable, fixed fees. And we’re sure you understand when we say… we have an APL “without an agenda”.
Why are we called COBALT ADVISERS? … we just like the colour.
Are you an Adviser looking to join Cobalt Advisers?
COMMON-SENSE COMPLIANCE
FORTNIGHTLY RENUMERATION
REASONABLE, FIXED FEES
COMMUNITY SIZED AFSL
LOCAL DIRECTORS
TECHNOLOGY DRIVEN
ADVISER RUN
NO AFSL % SPLIT
MONTH TO MONTH CAR AGREEMENTS
OUR LICENSING SOLUTIONS:
Unique
Start-Up Option
Become a ‘self-employed’ adviser without starting from scratch
Use an ‘Established Brand’ from day one
Client ownership as a % split
Your licensing fee as a % split
No fixed expenses
No expensive start-up costs (web, brand, licensing etc)
Ability to transition into your own business no AFSL change
Piggy-back off another advisers pricing, processes, lead gen
Coaching in any required advice areas
All the other benefits of being on a modern license
Positions currently available in Brisbane, Melbourne, Sydney & Adelaide
Percentage splits & Ownership Negotiable
New or Established
Advice Practice
License your advice business with a modern AFSL
Your business name
You own 100% of your clients
Fortnightly Remuneration
Reasonable, Fixed Fees
PI Included in monthly invoice
CAR Agreements are ‘Month-to-Month’
Cost effective additional ARs
APL ‘Open’ – managed by us
No foundation SOAs*
Flexible Paraplanning Options
Adviser Run, Community Size AFSLModern & Technology focused Dealer Group
Assistance with Transferring existing clients
Help negotiating Transfer Deeds
Licensing Fee tailored to your business, based on size, number of ARs and turnover
Self- Licensed+
The benefits of: being self-licensed and using a dealer group in one solution
Your AFSL (we can assist in application)
You own 100% of your clients
You control 100% of your clients
All remuneration sent directly to your AFSL bank account
We can tailor a support package to include what you need:
Set up with Monitoring bodies (AFCA etc)
Processes & AFSL Policies
ASIC Communication
Committee Meeting Management
APL management
Breach Reporting
Authorizing CAR/ARs
Compliance Monitoring
Vetting, SOA Audits
CPD Monitoring & Assistance
Remuneration Management
ASIC Financial Audits
Produce Provider negotiations & agreements
Management Fee tailored to what services you require. Suited to an advice business with a turnover of $500k+
OUR LICENSING SOLUTIONS:
COBALT ADVISERS
BERYLLIUM ADVISERS
© Cobalt Advisers 2022. | AFSL 512550