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LICENSING SOLUTIONS FOR

MODERN FINANCIAL ADVISERS.

BY ADVISERS. FOR ADVISERS.

OUR STORY

We tried being employed advisers.

We tried being self-employed through a traditional dealer group.
It was all too hard, too expensive and ultimately affected the advice we could give.

Instead we decided to create a modern AFSL that solved the problems we were (and are) having as advisers. We’re aiming for efficient, common sense compliance. We don’t want a percentage of your business; so we’ve decided to stick with reasonable, fixed fees. And we’re sure you understand when we say… we have an APL “without an agenda”.

Why are we called COBALT ADVISERS? … we just like the colour.

Are you an Adviser looking to join Cobalt Advisers?

COMMON-SENSE COMPLIANCE

COMMON-SENSE COMPLIANCE

REASONABLE, FIXED FEES

COMMUNITY SIZED AFSL

LOCAL DIRECTORS

TECHNOLOGY DRIVEN

ADVISER RUN

NO AFSL % SPLIT

MONTH TO MONTH CAR AGREEMENTS

OUR LICENSING SOLUTIONS:

Unique

Start-Up Option

Become a ‘self-employed’ adviser without starting from scratch

Use an ‘Established Brand’ from day one

Client ownership as a % split

Your licensing fee as a % split

No fixed expenses

No expensive start-up costs (web, brand, licensing etc)

Ability to transition into your own business no AFSL change

Piggy-back off another advisers pricing, processes, lead gen

Coaching in any required advice areas

All the other benefits of being on a modern license

Positions currently available in Brisbane, Melbourne, Sydney & Adelaide

 

 

 

 

 

 

Percentage splits & Ownership Negotiable

New or Established

Advice Practice

License your advice business with a modern AFSL

Your business name

You own 100% of your clients

Fortnightly Remuneration

Reasonable, Fixed Fees

PI Included in monthly invoice

CAR Agreements are ‘Month-to-Month’

Cost effective additional ARs

APL ‘Open’ – managed by us

No foundation SOAs*

Flexible Paraplanning Options

Adviser Run, Community Size AFSLModern & Technology focused Dealer

 

 

 

 

 

 

 

GroupAssistance with Transferring existing clientsHelp negotiating Transfer DeedsLicensing Fee tailored to your business, based on size, number of ARs and turnover

Self- Licensed+

The benefits of: being self-licensed and using a dealer group in one solution

 

Your AFSL (we can assist in application)

You own 100% of your clients

You control 100% of your clients

All remuneration sent directly to your AFSL bank account

We can tailor a support package to include what you need:

Set up with Monitoring bodies (AFCA etc)

Processes & AFSL Policies

ASIC Communication

Committee Meeting Management

APL management

Breach Reporting

Authorizing CAR/ARs

Compliance Monitoring

Vetting, SOA Audits

CPD Monitoring & Assistance

Remuneration Management

ASIC Financial Audits

Produce Provider negotiations & agreements

 

Management Fee tailored to what services you require. Suited to an advice business with a turnover of $500k+

OUR LICENSING SOLUTIONS:

COBALT ADVISERS

BERYLLIUM ADVISERS

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CONTACT DETAILS

Lvl 3, 54 Jephson Street, Toowong Q 4066

1800 COBALT (1800 262 258)

enquire@cobaltadvisers.com.au

POSTAL ADDRESS

PO BOX 1100 Toowong DC QLD 4066

© Cobalt Advisers 2022. | AFSL 512550